What Is a Broker-Dealer (B-D), and How Does It Work?

A broker-dealer is the regulatory term for what most of us just call a brokerage. Technically, the person who takes our calls (to buy or sell) is a registered representative…

A broker-dealer is the regulatory term for what most of us just call a brokerage. Technically, the person who takes our calls (to buy or sell) is a registered representative…

What Are Investment Securities? Investment securities are a category of securities—tradable financial assets such as equities or fixed income instruments—that are purchased with the intention of holding them for investment.…

A mutual fund is a company that pools money from many investors and invests the money in securities such as stocks, bonds, and short-term debt. The combined holdings of the…

Want the ease of stock trading, but diversification benefits of mutual funds? Exchange traded fund combine the best of both. Exchange traded funds are a type of investment fund that offer…

A stock market index tracks the ups and downs of a chosen group of stocks or other assets. Watching the performance of a market index provides a quick way to…

A bonds is a debt security, similar to an IOU. Borrowers issue bonds to raise money from investors willing to lend them money for a certain amount of time. When…

Of all asset classes, commodities usually see the largest and most dramatic price movements, and of all commodities, it is typically the energy commodities which are the most exciting and which…

Debts and marketable equity securities from trading assets held by a firm in order to be resold at the acquisition date for profits. What are Trading Assets? Trading assets…

Volume might not suggest stocks have bottomed. Keys to volume Volume can be used to confirm the direction of a trend. Investors can compare current volume to volume of preceding…